The Securities team at Gray Plant Mooty has extensive experience helping companies attract capital and navigate securities law. Our team comes to the table with expertise in a broad range of securities offerings—private placements, public offerings of debt and equity securities, as well as ongoing compliance requirements. We also work with companies on securities-related issues associated with spin-offs, mergers, financings, and unsolicited takeover offers. And we’ve recently helped clients respond to the current economic landscape by taking their companies private.
We can advise you on issues related to the Securities Act of 1933, including:
We can advise you on issues related to the Securities Exchange Act of 1934 and other matters facing public companies, including:
To help you comply with the requirements of the Sarbanes-Oxley Act, we assist with:
We can also advise your officers and directors on a variety of issues such as:
Gray Plant Mooty is recognized as one of the leading corporate law firms in Minnesota and one of the top franchise firms in the world. Our roots go back to 1866. Today, we are a 180-plus attorney, full-service firm with offices in Minneapolis and St. Cloud, Minnesota; Washington, D.C.; and Fargo, North Dakota.